Compliance Analyst, Compliance Testing Officer

Job type:
on-site
Start:
ASAP
Duration:
6 months
From:
Harvey Nash IT Recruitment UK
Place:
County Antrim
Date:
06/02/2017
Country:
flag_no United Kingdom
project ID:
1354661

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Compliance Analyst

£107 per day

6 months contact

Belfast

My client is a global investment bank looking for a compliance analyst to join their team on a 6 month contract. The Compliance Testing Officer ('Testing Officer') will be responsible for performing reviews within current regulatory groups. The objective of these reviews is to verify whether the firm has effective controls in place that enable it to comply with the relevant rules and regulations.

Key responsibilities of the Compliance Testing Officer include:

* Perform reviews as contributor. 
* As a review contributor, the Testing Officer is expected to execute the review programme to ensure that robust challenge is provided to the Business in accordance with the Global Compliance Testing Standards. 
* The Testing Officer is expected to escalate potential review or project management issues to the relevant CT Management, Business and/or Product Compliance staff to enable the timely completion of the review.
* Develop, maintain and manage relationships with key stakeholders of the reviews including Product Compliance, the Business and functions. The successful candidate is expected to be able to leverage these relationships in ensuring the smooth conduct of the reviews.

Knowledge/Experience:

* Background in Audit, Controls, Risk or Compliance with an in-depth understanding of testing or audit methodology, risk and control analysis is preferred.
* Financial services industry experience preferred.
* Prior exposure to markets and banking products, processes, procedures and regulations would be beneficial.
* A good knowledge of multiple control testing environments will be beneficial.

If you meet these requirements, please apply.