Description
Compliance Manager - Asset Management. A leading asset management firm are improving their regulatory compliance risk management capability and have a fantastic opportunity for a Compliance Manager to support the retail and institutional businesses.
As a Compliance Manager you will be responsible for assisting the business to comply with relevant regulations, providing advice and guidance to ensure sufficient operating procedures and controls are in place to ensure the business is compliant, as well as assisting management resolving any compliance issues that may arise.
You should apply for this role if you are/have:
- 5+ years compliance experience within major global financial services firms
- Strong understanding of the asset management business, both retail and institutional
- Track record as a compliance manager and strong understanding of compliance
- Solid understanding of FCA regulations and financial markets
- Excellent communication and stakeholder engagement skills
- Degree educated or higher from a leading academic institution
This is a £350-£450/day role initially for six months based Southampton.