Description
Key Responsibilities
- Demonstrate awareness of the JMLSG UK Guidance notes for the prevention of money laundering and the 3rd European Money Laundering Directive
- Understand the principles of Capital Markets
- Demonstrate a firm understanding of client classification definitions MIFID and its implications
- Aware of various types of trading entities - limited, private and public companies, holding companies, hedge funds, asset managers, special purpose vehicles, trusts etc.
- Daily Implementation and Processes
Key Skills
- Knowledge of the due diligence and local money laundering requirements
- Business knowledge of Capital Markets
- Team Player
- Adaptable flexible approach to the working environment
- Good relationship skills
- Eventually possess some project management skills