Compliance Manager

Northamptonshire  ‐ Onsite
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Description

An exciting new compliance role has come on to the market for an experienced retail banking compliance manager with experience in financial promotions and compliance advisory across general insurance products (travel, car, holiday, home etc) to join a leading retail bank based in Northampton.

The role sits within compliance for the financial promotions team, where you will act as a key point of contact for less experienced team members. Having direct line management experience or have experience in coaching team members is desirable.

Knowledge in most of the following is required:
  • ICOBs
  • COBs
  • Cap Code
  • Advertising Standards Agency
  • CONC
  • Misleading Practices
  • Consumer Rights Act


You will be required to advise a small team on complex sign off queries (50-65%) and be involved in bank wide project work relating to financial promotions across general insurance. There is also an expectation to attend committee meetings.

We want someone who is able to interpret rules and regulations to insure all promotional material is in line with regulation so we would also be interested in speaking with someone from a legal background with exposure to financial services or an house lawyer at a retail bank/insurer.

The company has a great benefits packages and has won multiple awards for being one of the best banks to work for.

To hear more about this exciting opportunity as a compliance manager, feel free to contact Pritesh Chudasama on , or submit your CV online and we get back to you if your application has been successful.
Start date
04/2016
From
Huxley
Published at
23.02.2016
Project ID:
1076697
Contract type
Permanent
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