Description
Our client is looking for a Investment guidelines officer/Analyst to join their team in central London.
Monitoring:
- Investment guidelines monitoring using our main constraint server Sentinel.
- Accurately analyse all detected incidents.
- Ensure complete resolution of all alerts in conjunction with all impacted Teams including, IG Engineering, Front Office, Distribution, Legal or Compliance.
Implementation and maintenance of constraints:
- Test and validate the coding of new constraints
- Evaluate the quality of the measures performed by the monitoring tools.
- Participate in the implementation of new constraints.
Reporting:
- When required, assist in the production of Compliance Reports for our various clients.
Improve the quality and efficiency of the procedures to:
- Reduce the number of false alerts
- Propose solutions to enhance the quality and effectiveness of the procedures.
- Propose enhancements to improve the effectiveness of the procedures, eg offshoring
Implementation of these enhancements in conjunction with Technology and other implicated Teams.
- Fluent English
- Good knowledge of equity, Fixed Income and derivative markets along with local regulations and associated applications.
- Strong attention to detail. Thorough and meticulous approach.
- Solution oriented mind-set
- Well organised and able to work to sometimes tight and time critical deadlines
- Advanced Excel knowledge (macro level) is preferred. LZ Sentinel preferred although not essential
- Self-motivated and able to plan and manage workload with limited supervision.
- Well organised and able to work to sometimes tight and time critical deadlines.
- Excellent communication skills (written and verbal) along with the capacity to work/interact with all levels of management/staff within the organisation.
Suitable candidates should submit their CV in the first instance.
Parity - Source, Develop, Transform
Parity Professionals Ltd acts in the capacity of an Employment Business when providing contract work finding services.