Compliance Advisory - Corporate Banking, SME Clients

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Compliance Manager - Compliance Advisory - Corporate Banking (SME Client Base)

A Compliance Manager position has opened up within a Tier 1 Bank to provide Compliance Advisory services for the Corporate Banking SME (Small to Medium Enterprise) business unit.

Up until now product sold to the SME market have been seen to be to complex and for this reason banks need to move away from very complex and confusing products.

You would be working closely with the sales teams to help simplify the product offering to ensure it is in line with the regulators expectations.

Simplifying Products:

How this will be done

Making sure the right product base is being created and offered to market

Tailoring the sales process and making sure it works and is deliverable

Financial Promotions:

This area needs a compliance revamp. A strong understanding of FP and marketing in the UK and other jurisdictions would be extremely beneficial. This is pure advisory work around the frameworks / processes not actually approving the financial promotions.

Senior Manager Regime:

How this new regime will impact the business when moving away from the CF30 model.

This is a great opportunity to get involved in some cutting edge work which I am sure will keep you extremely engaged.

Current/previous Compliance Advisory experience is essential.

If you have interest in this opportunity please apply online or contact me directly on , Pritesh Chudasama.

Role: Compliance Manager - Compliance Advisory - Corporate Banking (SME Client Base)

Company: Tier 1 Bank

Type: Perm / Full Time

Location: London

Salary: £70,000 to £75,000 base p/a + Benefits