Description
Compliance Technical Advice Specialist
South West
There is an opportunity available working for a large Financial Services firm in the South West of England. The role is a Compliance Technical Advice Specialist, the purpose of this role is to maintain and develop compliance standards and identification and management of regulatory risk through the provision of compliance advice and guidance in relation to one or more Business Units.
For this role, Candidates should have:
- a strong understanding of existing and new regulations that will impact the clients current and planned activities,
- regulatory/operational reporting
- knowledge of Life and Pensions, Investments or Financial Services.
Client money knowledge and/or have a fund based compliance background would be deemed very desirable.