Description
My client has an immediate need for an Investment Manager from a compliance perspective.
You must be:
Immediately available
Have strong experience in Investment Management from a compliance perspectiv
Be a credible candidate to face off to senior management
Have gained this experience in a non retail environment
Experience will primarily in Wealth Management
You must have experience looking at areas such as:
SEC settlements,
Cash reconciling
Stock reconciling
Custody
Settlements
Compliance & admin in the Back Office
If this role is of interest, then please get in touch ASAP or else send your CV in confidence.