Description
Capita is the UK's leading outsourcing company and are considered experts in the field of Life& Pensions. We have won awards for our performance and service excellence and we are looking for a Life & Pensions Compliance guru to be a part of this for an exciting contract in Cheltenham.
As a Compliance Officer within our Life and Pensions division you would be an SME and have a passion for delivering excellent standards. This role is integral to our business and you would be working closely with our prestigious client to ensure the compliance of the business area with FSA, or local Regulator, other regulatory requirements and internal Capita policies (where appropriate) in line with the Compliance Monitoring Plan.
The role is based north of Cheltenham and is easily commutable. We also offer a free shuttle bus to the site for all contractors and there are fantastic on site amenities. The working hours are very flexible as the contract is for 3 days per week but this can be worked across the working week around your own schedule.
As part of this role, the compliance officer would need to carry out the Compliance Monitoring Plan based on the monitoring requirements determined by the Business Unit Support Teams and in accordance with the Capita Compliance Monitoring Procedures and methodologies (client requests will be taken into account where appropriate).
We are looking for someone to maintain the Capita Compliance Monitoring Procedures and methodologies (and to adopt best practice and economies of scale where appropriate) whilst incorporating reasonable requirements agreed with the Business Partner "authorised firms". Alongside this, there is the need to interpret and apply relevant regulatory guidance to the business areas and provide practical alternative solutions to the business where standards are deemed to be deficient.
As this is a support and advisory function you would be completing reports of monitoring findings including suggestions for relevant remedial actions. Other duties include presenting monitoring findings to the relevant Business Customers at de-brief stage and in draft and final reports and to the Business Partners at an appropriate and agreed at final report stage.
If you hold a full Financial Planning Certificate (or equivalent) and if this role is of interest, please do not hesitate to apply below today.
Capita Resourcing welcome applications from all suitably qualified people regardless of gender, race, disability, age or sexual orientation.
Capita Resourcing is a trading name of Capita Resourcing Ltd. Services offered are those of an Employment Agency and Employment Business. Applicants will be required to register with us.