EMEA Senior Compliance Manager

London  ‐ Onsite
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Keywords

Description

The wealth division of a Tier 1 investment bank urgently requires a Senior Compliance Manager to join on a 6 month rolling contract. The compliance scope will cover EMEA, and the Senior Compliance Manager will lead a high profile Testingand Monitoring initiative within Group Wealth's compliance function.

The Senior EMEA Compliance Manager will report to the function Head of Compliance. Primary involvements will include:

  • Designing, developing and delivering meaningful reporting for business management
  • Identifying enhancements in current monitoring and testing practises
  • Overseeing and reviewing execution of a high profile Compliance testing programme
  • Critically appraise existing compliance monitoring routines
  • Identify emerging risk on the programme
  • Design thematic reviews to manage and assess these operational risks

Key Candidate Requirements:

  • The successful candidate will be able to provide executive compliance management reporting and guidance up to EMEA level
  • Able to manage and deliver compliance reviews (exp. within Financial Services essential)
  • Able to manage and deliver internal audits (exp. within Financial Services essential)
  • Strong knowledge and recent exposure to current retail regulatory requirements
  • Knowledge of EMEA regulatory environment
  • Able to deliver reviews in response to the FSA suitability initiative

Ideal candidate experience:

  • Financial services: compliance, audit and operational risk
  • Wealth Management/Private Banking

Personality traits:

  • The Senior Compliance Manager is required to have gravitas
  • Able to contriute to staff morale during times of uncertainty and change
  • Able to function effectively and efficiently under pressure
  • A senior, executive mindset

This is a superb opportunity for the right candidate. To be considered, please call and email an up to date CV & your working availability. Interviews will be booked in as soon as possible.

Location: London/Rate of Pay: £700 per day/Duration: 6 month rolling

KEYWORDS: COMPLIANCE, TESTING, TEST, MONITORING, EMEA, LEGAL, OPERATIONAL RISK, FSA, WEALTH MANAGEMENT, WEALTH, PRIVATE BANKING, REGULATION, REGULATORY, AUDIT, INTERNAL AUDIT, RETAIL, BUSINESS, LONDON, BANK, BANKING

To find out more about Huxley Associates please visit our website.

Start date
ASAP
Duration
6 months
From
Huxley Associates
Published at
27.10.2012
Project ID:
440264
Contract type
Freelance
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