Description
Our client is a global Asset Management business and is seeking a Compliance Executive for a fixed term contract.
Responsibilities:
Undertaking compliance monitoring reviews (including planning, fieldwork and report production)
Identify and monitor compliance risk areas in the business
Being proactive in improving and refining the Compliance monitoring function
Desired skills & experience:
Knowledge of the FSA COBS rules
Experience of and/or exposure to operational risk management procedures and processes
A good understanding of the technical nature of the business
Interquest Group PLC is acting as an Employment Business in relation to this vacancy.