Description
I am currently recruiting for a Compliance Monitoring Officer on a contract basis.
Listed below are the main areas in with you will need experience, if you feel you have the correct skill set send my your CV.
Mortgages
Sales Advice/IFAs
Pensions
General Insurance
Complaints/Financial Ombudsman Service
CASS/Client Money/Client Assets
Investment Management
COLL/Valuation & Pricing
Collective Investment Schemes/Unit Trusts/OEICS
ISA, JISA, CTF
Training & Competence for Overseers
Bonds (endowments)
Report Writing Skills (prerequisite)
Financial Crime, AML KYC Sanctions Fraud etc
Financial Promotions
Authoring/checking technical docs eg Key Features
I look forward to hearing from you.