Description
An elite investment bank is seeking a Client Due Diligence consultant to join the Client Onboarding Team in Stamford, CT. The role of the consultant will be to work proactively with Compliance and Onboarding to ensure necessary "Know Your Customer" information is collected properly to approve new or existing client relationships.Specific Responsibilities:
- Review New/ Existing Client Onboarding requests to verify compliance with AML guidelines
- conducting quality assurance checks
- Serve as a liaison to answer specific Due Diligence questions
- Ensure regulatory and policy requirements are fulfilled
Requirements:
- Bachelor's Degree
- 3+ years Onboarding/ Know Your Customer experience
- Knowledge of regulatory requirements ( AML, BSA, US Patriot Act)
- Attention to detail and ability to prioritize day
To find out more about Huxley Associates please visit www.huxley.com