Description
Compliance Monitoring Manager - Leading Stockbroker, to Circa £450-£550 per day - Compliance/CASS
Compliance monitoring Manager with strong experience in compliance monitoring and transaction reporting required by a leading stockbroker based in London. The Compliance Monitoring Manager will work directly with the head of compliance and will be responsible for the design and execution of the compliance monitoring programme including producing monitoring reviews.
The Compliance Associate will be responsible for providing day to day compliance advice and guidance to stakeholders across the business, and will be a key point of contact for compliance related processes.
My Client is looking for an individual with a strong background in regulatory compliance and solid commercial experience gained within a UK Bank or Stockbroker/Brokerage.
The key elements of this role are as follows:
Compliance Monitoring
- must have experience
CASS
- Some experience/knowledge would be ideal, the right candidate will be able to learn and develop in this area
Transaction Reporting
- experience highly desirable
- Experience giving compliance advice
- Excellent communication skills
This is a contract role in London with a rate of up to Circa £450-£550 per day.
The contract is likely to run for at least 6 months, potentially 9 months Dependent on project progress.
Please send in a copy of your latest CV for further information.