Description
My brokerage client are looking for a KYC/CDD Analyst for an initial 3 month contract position
Key Skills: candidates MUST have an understanding of all of the following:
CDD/EDD/KYC/MIFID Classifications/PEP's/Sanctions & Corporate Entities.
Main purpose of the role:
To support the growth of the business by:
- Conducting CDD (customer due diligence) and EDD (enhanced due diligence) on new counterparties accurately and in line with company policy, and in good time; and
- Ensuring CDD information held on existing counterparties is refreshed on a risk based basis so that it remains up to date and accurate.
Core Activities
- Receive Client CDD Request from Business/Front Office via the CDD Team Leader and review the requirements.
- Perform due diligence reviews of new counterparties and enhanced due diligence where applicable.
- Undertake sanction and PEP screening on new and existing clients to determine if there are any PEP/Sanction/AML risks
- Apply FSA/DFSA classifications to new counterparties.
- Obtain background information on new clients through on-line research.
- Liaise with Front Office staff to obtain outstanding CDD documentation.
- Review CDD information held on existing clients to identify shortfalls and obtain missing documentation.
- Review the FSA classification of existing clients to ensure that it remains up to date and apply a new classification if necessary.
- On occasion, liaise directly with clients to obtain outstanding CDD documentation.
- Record account status and approval information in the appropriate databases/spreadsheets.
- Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and/or Senior Management
- File/scan client CDD information.
If you are a good match for this position and immediately available, please send your updated CV or call me.