Description
Risk/Compliance Manager - Banking
We are currently looking to recruit a risk/compliance manager to provide support and guidance, including recommendations on policy and strategy in relation to compliance with the FSA's principles, rules and guidance, relevant regulatory requirements, FSA-related matters and Financial Ombudsman Service guidance.
Risk/Compliance Manager Responsibilities;
- provide support and guidance, including recommendations on policy and strategy, to the Bank in relation to compliance with the Data Protection Act and associated guidance.
- Support in achieving proportionate and effective oversight of outsourced policy administration services.
- lead the regulatory compliance aspects of OSP governance and oversight, ensuring that all relevant services are provided to agreed and acceptable standards.
- Support the design, production and refresh of the compliance monitoring universe and the determination of plans to deliver appropriate assurance.
- Deliver compliance review/assurance activity consulting with senior management to formulate and agree effective solutions to any identified shortfalls.
- Report on compliance review/assurance activity in a manner which is objective, open and promotes positive working relationships.
- Provide input to the continuous development and improvement of the compliance review methodology and approach.
Risk/Compliance Manager Experience/Skill Set:
- Relevant and extensive FSA financial services compliance experience, including knowledge and awareness of the requirements of the FSA rules and guidance, insurance company products, the Data Protection Act and associated guidance, product administration processes and outsourced service arrangements.
- Proven abilities in relationship and dispute management with internal and external stakeholders.
- Excellent organisation skills, including the ability to work under pressure and meet deadlines.
- Ability to work under own initiative.