Compliance Officer - Asset Management

Job type:
permanent
Start:
12/2014
Duration:
n.a
From:
Real Staffing
Place:
London
Date:
10/31/2014
Country:
flag_no United Kingdom
project ID:
800164

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Compliance Officer required to join an Asset Manager with over $50bn AUM. I ALSO have a mid to senior level role within a top 10 consultancy focusing on the same work.

Role: Compliance Officer

Type: Permanent

Rate: £70,000 p/a to £100,000 p/a + Benefits

Company: Asset Manager AND Consultancy

Location: London

An Asset Manager with over $50bn AUM is looking for a Compliance Officer to join their business. I also have a mid to senior level role within a top 10 consultancy focusing on the same work.

Both of the roles have a broad coverage of work however the below will be a good guideline of what we are looking for.

You will be:
  • Of an Asset Management
  • Providing support to the Head of Compliance and other senior members of the Legal/Compliance and Risk teams.
  • Worked in on business change environments where regulation is the key driver
  • Someone who has liaised with the FCA/FSA on a regular basis in most of your recent roles
  • Highlighting any regulatory risks and escalating matters of concern from the programme to senior stakeholders
  • Ad hoc for compliance assistance/advice
  • Experienced in attending key business committees and have been a part of these in your previous roles


Essentials:
  • Knowledge of AIFMD
  • UCITS
  • CASS / Ring Fencing
  • Regulatory Change
  • Financial Promotions
  • Worked on Policies and Procedures
  • Dealing with and implementing change


We are moving fast on these roles so please submit your CV on line or call me directly to discuss further. Pritesh Chudasama