Description
Our client, a large Banking organisation, is currently recruiting for a number of candidates to join a large Investment Suitability Review based in London. The programme is due to be starting early 2015 but will be looking to start the interview process before the end of the year.
Knowledge
- Current knowledge of the Regulated Investment Suitability Regime and conduct of business including a range of all Investment products
- A working knowledge of regulated sales processes and associated sales documentation including fact finds and suitability letters
- Recent experience of working on regulatory driven reviews with a particular focus on investment suitability in the wealth management sector - including - ideally directly experience of working in response to and with/for the Regulator (FSA and FCA)
Experience
- Regulated complaint handling
- FPC qualified
- Level 4 diploma
- CEMAP
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