Description
Compliance Manager/Distribution/Advice/Regulatory/Investment
My client, a National UK Retail Bank requires a Compliance Manager to join their Distribution Team on an initial 6 month contract. You will be required to review the advice which is provided to it's clients, mainly around mortgages, banking and Investment products.
The successful Compliance Manager needs to be QCF Level 4 qualified as a minimum and come from an Investment Banking, Fund Management or Wealth Management background with at least 5 years experience within the Distribution Team as a Compliance Manager.
Key skills and experience:
Previous Compliance experience within the Distribution Team of an Investment or Retail Bank
QCF Level 4 qualified as a minimum
Experience interacting with the FCA
Oversight of advice and how it should be given
Review of MI to ensure clients are treated fairly with advice given and products sold
This is a fantastic opportunity for a Compliance Manager to join a growing Distribution Team. Please apply ASAP if you meet the above criteria as this is an urgent requirement.
Keywords: Compliance Manager, Distribution, Advice, Regulatory, FCA, Proposition, Review, MI, QCF 4, DipFA, Policy, Investments