Data Quality Compliance Manager

BNPPARIBAS CIB Data Office (DO)

* Supporting CIB DO in governance and initiatives relatively to KYC/ Third Parties data quality
* Liasing with Compliance Group & Compliance CIB to decline regulatory evolutions at the level of DO
* Organizing Quality remediation committees to monitor progress status of KYC data quality/labelling

Compliance Officer

AXA Investment Managers

* Supporting Chief of Financial Crime in implementing and reviewing AML &KYC procedures according
to French regulatory and FATF requirements
* Participating in workshops to enhance AML tools e.g Netreveal especially client risk scoring
* Contribution to transversal tasks with AXA Group, central and local teams (UK, Europe, USA, Asia) e.g.
us the update of countries risk rating, counterparties monitoring procedure and tool, clients' screening..

Manager FS Risk & Compliance

PwC

* PMO Compliance Risk Assessment (Financial Crime - Client : Société Générale):
* Monitoring of KRIs above all completion rate (via "Communication Chasing" template) and Quality
Assurance enhancement progress status
* Quality assurance review and coordination with Compass correspondents and Financial Crime
experts (versus Compass Questionnaires) and exchange about further action plans
* Support to Steercos with Compliance: supporting documents preparation & minutes formalization
* Development of studies & opportunities : writing articles and Benchmarking on the enterprise Risk
Management improvement possibilities
* Internal researchs: conducting regulatory watch on regulations e.g. MIFID II, clients complaints..etc

Enterprise Risk Management & Compliance Supervisor

BNPPARIBAS International Retail Banking

Retail Banking with a presence in around 20 countries in Africa, East Europe and the USA
* Control the effectiveness of Compliance & Control policies : planning & declining control plans including
the ones issued by the Group particularly for Compliance (e.g. AML, KYC, Anti-corruption, business
continuity .etc) to improve Enterprise Risk Management framwork within BNP IRB and its subisdiaries.
* Advice and alert: To assess and bring expertise on Risk and Compliance Framework e.g. Risks ,

developping and improving procedures, carthography / RCSA, historical incidents reporting,
recommendations monitoring and controls/action plans execution
* Support to CRO/CCO teams within entities via conference calls/visits including Governance and split of
the 3 defense lines
* Compliance monitoring: Follow up of IRB recommendations and findings issued by General Inspection,
external auditors and regulatory authorities for all functions above all Risk & Compliance and reporting
of KRI's to BNP Group executive committee
* Regulatory and transversal issues:, promoting Compliance and Risk Culture and regulatory monitoring
(FATCA, VR, MIFID II..), Credit Risk monitoring, regulatory and internal Control committees/reporting

Financial Auditor

PKF International

* Audit: understanding of business process, analytical reviews, procedures and substantial tests, internal
control and audit conclusion and reporting according to the ISA's standards (ISA 100 to 999)

Data Quality Compliance Manager, Compliance Officer, Manager FS Risk & Compliance

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