Description
I have an urgent requirement for a Compliance monitoring specialist to join a reputed Asset Management on a temp to perm basis. Please see below details of the role:To assist the DCCO in the execution and completion of the Compliance monitoring programme to plan
Responsibilities:
* To plan and execute allocated monitoring reviews in a timely manner, producing accurate, consistent and readily understandable reports for review by senior Compliance management
* To monitor progress of agreed actions across the business providing regular updates to senior Compliance management accordingly.
* To assist the DCCO in the development of existing monitoring processes/procedures and to suggest and implement improvements where/as appropriate
* Provide support in the execution and completion of the compliance surveillance program
In addition to the above, this individual will be required to assist with the execution/completion of other functions performed by Legal & Compliance in order for the team to fulfil its obligations to the business/the firm's regulators
Skills/experience Required:
* Minimum of 5 years monitoring experience in an asset management firm
* Strong understanding of FSA rules as applicable to an equity and fixed income asset manager
* Excellent interpersonal, report writing and analytical skills
* The ability to prioritise workloads and work to tight deadlines
Salary: £300 - £400 p.d
Min duration: 6 months
If you are available within 2 weeks and have recently performed reviews of front office desks in an Asset manager, please send your latest CV to me for consideration.
To find out more about Real, please visit us on www.realstaffing.co.uk