Description
Regulatory Compliance Audit Manager required by Tier 1 Bank to assist the Senior Regulatory Audit Manager responsible for managing the Global Audit Review and to act as team leader for individual assignments.Role: Regulatory Compliance Audit Manager
Company: Tier 1 Bank
Type: Permanent / Full Time
Location: London
Travel: 20% Global
Salary: £55,000 p/a to £70,000 p/a
You main role will entail to draft and discuss regulatory compliance audit findings and formulate solutions with senior management.
The areas you will be covering from a Regulatory perspective will be:
Risk Assessments
Monitoring & Testing
Assurance
RAP (Regulatory Affairs and Policy - experience liaising with the regulator is beneficial)
Operations (Securities transactions and how ensure the controls in place are adequate)
Technology
Treasury
MI & Governance
Main role of the Audit Manager:
Post audit fieldwork, drafts audit findings which articulate key issues and risks and propose root causes.
Maintain a current knowledge of regulatory and audit issues
Within the role you will be responsible for:
Understanding and keeping abreast of the changes in regulatory compliance environment that impacts the banks governance framework
Critically analyse and assess the impact of regulatory compliance audit findings and recommendations on the business model and the future operating environment.
Clearly communicate regulatory compliance issues and associated risks as well identify the root cause and the possible strategic implications.
Critically assess which regulatory compliance issues must be prioritised, addressed and resolved at the highest levels of senior management.
Promote and facilitate the use of the banks standards, sharing of regulatory compliance knowledge and industry best practices across audit teams as the basis for improving teamwork.
Soft skills:
Independent
Someone who can think strategically
Willing to challenge and willing to be challenged
Delivering to deadlines
This is an exciting opportunity for someone that has a STRONG compliance background that comes from the BANKING sector.
You will foster long standing relationships with senior stakeholder across the global business. Should you ever decide to make a move into 2nd line compliance in the future this will be a very straight forward process.
To apply for this role please submit your CV online or call me on to discuss it further , Pritesh Chudasama.