Description
My client, a FTSE 100 organisation based in London, currently requires a senior compliance manager for their capital markets team.
Responsibilities will include:
Providing pro-active regulatory advisory services to Front Office business units to help them to manage and support them in the adherence to all established. Compliance policies and procedures this includes provision of regulatory advice and guidance, encompassing risk identification and mitigation.
Provide Compliance input and advice in order to facilitate the development of new products
Aid the transaction monitoring unit with adherence to compliance policy and controls
Attendance at relevant meetings in order to facilitate the compliant introduction of new products and services.
In conjunction with the business, assess the impact of regulatory change upon relevant areas and provide relevant training.
Previous experience of a Front Office advisory position required, relevant product exposure would include Debt Capital Markets, Syndicated Lending, Securitisation and Derivative.
For more information, or to apply for the role, please contact Et Halstead.